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ASME A17.1-2004

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ASME A17.1-2004 Safety Code for Elevators and Escalators, Includes Addendum and Supplement

standard by ASME International, 01/01/2004

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This Code covers the design, construction, operation, inspection, testing, maintenance, alteration, and repair of the following equipment, its associated parts, and its hoistways, where located in or adjacent to a building or structure (except as modified by 1.2): (a) hoisting and lowering mechanisms, equipped with a car or platform, which move between two or more landings. This equipment includes, but is not limited to elevators (see 1.3). (b) power-driven stairways and walkways for carrying persons between landings. This equipment includes, but is not limited to escalators and moving walks (see 1.3). (c) hoisting and lowering mechanisms equipped with a car that serves two or more landings and is restricted to the carrying of material by its limited size or limited access to the car. This equipment includes, but is not limited to dumbwaiters and material lifts (see 1.3).

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A17-1-2004.qxd

ASME A17.1—2004

(Revision of ASME A17.1—2000)


SAFETY CODE FOR ELEVATORS AND ESCALATORS


Includes Requirements for Elevators, Escalators, Dumbwaiters, Moving Walks, Material Lifts, and Dumbwaiters With Automatic Transfer Devices


A N A M E R I C A N N A T I O N A L S T A N D A R D



A N A M E R I C A N N A T I O N A L S T A N D A R D


SAFETY CODE FOR ELEVATORS AND ESCALATORS

Includes Requirements for Elevators, Escalators, Dumbwaiters, Moving Walks, Material Lifts, and Dumbwaiters With Automatic Transfer Devices


ASME A17.1–2004

(Revision of ASME A17.1–2000)


Date of Issuance: April 30, 2004


This edition was approved by the American National Standards Institute on January 14, 2004. It was issued on April 30, 2004 and is effective as of October 31, 2004.


This edition of the Code is being issued with an automatic addenda subscription service. The use of an addenda allows revisions made in response to public review comments or committee actions to be published on a regular basis; revisions published in addenda will become effective six months after the Date of Issuance of the addenda unless noted otherwise within a given addenda. The next edition of this Code is scheduled for publication in 2007.


ASME issues written replies to inquiries concerning interpretations of technical aspects of this Code. The interpretations will be included with this edition and with each addenda. Interpretations are also published on the ASME Web site under the Committee Pages at https://www.asme.org/codes/ as they are issued.


ASME is the registered trademark of The American Society of Mechanical Engineers.


This code was developed under procedures accredited as meeting the criteria for American National Standards. The Standards Committee that approved the code was balanced to assure that individuals from competent and concerned interests have had an opportunity to participate. The proposed code was made available for public review and comment that provides an opportunity for additional public input from industry, academia, regulatory agencies, and the public- at-large.

ASME does not “approve,” “rate,” or “endorse” any item, construction, proprietary device, or activity.

ASME does not take any position with respect to the validity of any patent rights asserted in connection with any items mentioned in this document, and does not undertake to insure anyone utilizing a standard against liability for infringement of any applicable letters patent, nor assume any such liability. Users of a code are expressly advised that determination of the validity of any such patent rights, and the risk of infringement of such rights, is entirely their own responsibility.

Participation by federal agency representative(s) or person(s) affiliated with industry is not to be interpreted as government or industry endorsement of this code.

ASME accepts responsibility for only those interpretations of this document issued in accordance with the established ASME procedures and policies, which precludes the issuance of interpretations by individuals.


No part of this document may be reproduced in any form, in an electronic retrieval system or otherwise,

without the prior written permission of the publisher.


The American Society of Mechanical Engineers Three Park Avenue, New York, NY 10016


Copyright © 2004 by

THE AMERICAN SOCIETY OF MECHANICAL ENGINEERS

All rights reserved Printed in U.S.A.


CONTENTS

Foreword viii

Committee Roster xii

Preface xvi

Summary of Changes xix

Part 1 General 1

    1. Scope 1

    2. Purpose and Exceptions 2

    3. Definitions 2

Part 2 Electric Elevators 16

    1. Construction of Hoistways and Hoistway Enclosures 16

    2. Pits 18

    3. Location and Guarding of Counterweights 19

    4. Vertical Clearances and Runbys for Cars and Counterweights 20

    5. Horizontal Car and Counterweight Clearances 23

    6. Protection of Space Below Hoistways 23

    7. Machine Rooms and Machinery Spaces 24

    8. Equipment in Hoistways and Machine Rooms 26

    9. Machinery and Sheave Beams, Supports, and Foundations 27

    10. Guarding of Equipment and Standard Railing 29

    11. Protection of Hoistway Openings 29

    12. Hoistway Door Locking Devices and Electric Contacts, and Hoistway

      Access Switches 37

    13. Power Operation of Hoistway Doors and Car Doors 41

    14. Car Enclosures, Car Doors and Gates, and Car Illumination 43

    15. Car Frames and Platforms 51

    16. Capacity and Loading 54

    17. Car and Counterweight Safeties 59

    18. Speed Governors 62

    19. Ascending Car Overspeed and Unintended Car Movement

      Protection 65

    20. Suspension Ropes and Their Connections 67

    21. Counterweights 73

    22. Buffers and Bumpers 74

    23. Car and Counterweight Guide Rails, Guide-Rail Supports, and

      Fastenings 77

    24. Driving Machines and Sheaves 85

    25. Terminal Stopping Devices 87

    26. Operating Devices and Control Equipment 90

    27. Emergency Operation and Signaling Devices 97

    28. Layout Drawings 104

    29. Identification 104

Part 3 Hydraulic Elevators 106

    1. Construction of Hoistways and Hoistway Enclosures 106

    2. Pits 106

    3. Location and Guarding of Counterweights 106

    4. Bottom and Top Clearances and Runbys for Cars and

      Counterweights 106

    5. Horizontal Car and Counterweight Clearances 108


3.6

Protection of Spaces Below Hoistway ...................................

108

3.7

Machine Rooms and Machinery Spaces .................................

108

3.8

Electrical Equipment, Wiring, Pipes, and Ducts in Hoistway and Machine

Rooms ..............................................................


108

3.9

Machinery and Sheave Beams, Supports, and Foundations ..............

108

3.10

Guarding of Exposed Auxiliary Equipment .............................

108

3.11

Protection of Hoistway Landing Openings ..............................

108

3.12


3.13

Hoistway Door Locking Devices, Car Door or Gate Electric Contacts,

and Hoistway Access Switches ....................................... Power Operation, Power Opening, and Power Closing of Hoistway Doors and Car Doors or Gates ..............................................


108


109

3.14

Car Enclosures, Car Doors and Gates, and Car Illumination .............

109

3.15

Car Frames and Platforms ..............................................

109

3.16

Capacity and Loading ..................................................

109

3.17

Car and Counterweight Safeties and Plunger Gripper ...................

110

3.18

Hydraulic Jacks ........................................................

111

3.19

Valves, Pressure Piping, and Fittings ...................................

114

3.20

Ropes and Rope Connections ...........................................

116

3.21

Counterweights ........................................................

116

3.22

Buffers and Bumpers ...................................................

116

3.23

Guide Rails, Guide-Rail Supports, and Fastenings .......................

117

3.24

Hydraulic Machines and Tanks .........................................

117

3.25

Terminal Stopping Devices .............................................

117

3.26

Operating Devices and Control Equipment .............................

118

3.27

Emergency Operation and Signaling Devices ...........................

120

3.28

Layout Data ...........................................................

121

3.29

Identification ..........................................................

121

Part 4

Elevators With Other Types of Driving Machines ..........................

122

4.1

Rack and Pinion Elevators .............................................

122

4.2

Screw-Column Elevators ...............................................

124

4.3

Hand Elevators ........................................................

128

Part 5

Special Application Elevators ............................................

131

5.1

Inclined Elevators ......................................................

131

5.2

Limited-Use/Limited-Application Elevators .............................

137

5.3

Private Residence Elevators ............................................

142

5.4

Private Residence Inclined Elevators ....................................

149

5.5

Power Sidewalk Elevators ..............................................

153

5.6

Rooftop Elevators ......................................................

157

5.7

Special Purpose Personnel Elevators ....................................

161

5.8

Shipboard Elevators ....................................................

166

5.9

Mine Elevators .........................................................

167

5.10

Elevators Used for Construction ........................................

170

Part 6

Escalators and Moving Walks ............................................

176

6.1

Escalators ..............................................................

176

6.2

Moving Walks .........................................................

188

Part 7

Dumbwaiters and Material Lifts ..........................................

199

7.1

Power and Hand Dumbwaiters Without Automatic Transfer Devices ....

199

7.2

Electric and Hand Dumbwaiters Without Automatic Transfer

Devices ..............................................................


203

7.3

Hydraulic Dumbwaiters Without Automatic Transfer Devices ...........

209

7.4

Material Lifts Without Automatic Transfer Devices ......................

210

7.5

Electric Material Lifts Without Automatic Transfer Devices ..............

214

7.6

Hydraulic Material Lifts Without Automatic Transfer Devices ...........

219

7.7

Automatic Transfer Devices ............................................

219

7.8

Power Dumbwaiters With Automatic Transfer Devices ..................

220

    1. Electric Material Lifts With Automatic Transfer Devices 220

    2. Hydraulic Material Lifts With Automatic Transfer Devices 222

    3. Material Lifts With Obscured Transfer Devices 222

Part 8 General Requirements 223

    1. Security 223

    2. Design Data and Formulas 223

    3. Engineering Tests, Type Tests, and Certification 241

    4. Elevator Safety Requirements for Seismic Risk Zone 2 or Greater 248

    5. Escalator and Moving Walk Safety Requirement for Seismic Risk Zone 2

      or Greater 269

    6. Maintenance, Repair, and Replacement 270

    7. Alterations 279

    8. Welding 293

    9. Code Data Plate 293

    10. Acceptance Inspections and Tests 293

    11. Periodic Inspections and Tests 307

Part 9 Reference Codes, Standards, and Specifications 318

    1. Reference Documents 319

    2. Procurement Information 325

Figures

2.16.1.1 Inside Net Platform Areas for Passenger Elevators 55

        1. Tapered Rope Sockets 70

        2. Wedge Rope Sockets 70

2.23.3 Elevator Guide Rails 77

2.23.4.1-1 Maximum Weight of a Car With Rated Load or of Counterweight With Safety Device for a Pair of Guide Rails as Specified

in 2.23.4.1 79

2.23.4.1-2 Minimum Moment of Inertia About x-x Axis for a Single Guide Rail

With Its Reinforcement 80

2.27.3.1.6(h) Visual Signal 100

2.27.3.3.7 Panel Layout 102

        1. Phase I Emergency Recall Operation Instructions 104

        2. Phase II Emergency In-Car Operation 105

5.1.17.3 Vertical and Horizontal Components of Velocity 135

6.1.3.3.10 Dimensions 178

6.1.6.9.1 Caution Sign 186

8.2.1.2 Minimum Rated Load for Passenger Elevators 225

8.2.2.5.1 Turning Moment Based on Class of Loading 226

      1. Gravity Stopping Distances 229

      2. Maximum Governor Tripping Speeds 230

      3. Stopping Distances for Type B Car and Counterweight Safeties 232

      4. Minimum Factors of Safety of Suspension Wire Ropes of Power

Passenger and Freight Elevators 235

8.2.8.1.1 Allowable Gross Loads 236

8.2.9.1.3 Load Distribution 239

8.4.3.1.3 Arc of Contact 249

8.4.8.2-1 12 kg/m (8 lb/ft) Gui